Share Capital & Securities

Buyback, right issue, ESOP, SH-4, differential rights

Calculation for Buy Back of Shares

Lays out a worked-example for how a company calculates its limits (resource test, debt-equity test) for a buy-back of its own shares under the Companies Act.

Process of Dematerialisation of the Shares

Describes the step-by-step process whereby shareholders can dematerialise physical share certificates into electronic form via depositories such as NSDL / CDSL.

by Ankit Nagpal

24 February, 2024

Compulsory Dematerialisation of the Shares of a Private Company

Addresses legal mandate and operational mechanics for when a Private Company must compulsorily dematerialise its shares for its shareholders.

by Ankit Nagpal

7 February, 2024

Procedure for Private Placement

Outlines the step-by-step compliance (board resolution, offer letter, filing PAS-4/PAS-5, etc) under Companies Act 2013/Rules for a private placement of securities.

by Ankit Nagpal

19 August, 2023

Issue of Equity Shares with Differential Rights

Explains how a company may issue equity shares with differential rights (dividends/voting) under Companies (Share Capital and Debentures) Rules, 2014.

by Ankit Nagpal

ESOP (Employee Stock Option Plan)

Explains how companies may implement ESOP schemes for employees, relevant legal provisions, regulatory compliance and governance aspects.

by Ankit Nagpal

26 January, 2023

New SH-4 Format for Share/Securities Transfer as per Companies (Share Capital and Debentures) Amendment Rules 2022

Explains the updated format of form SH‑4 (for share transfer), its key changes under the Companies (Share Capital and Debentures) Rules, 2014, and how companies/registrars should comply.

by Ankit Nagpal

Right Issue of Shares

Discusses how a company issues additional shares to existing shareholders under pre-emptive rights, the legal provisions under section 62 and the procedural steps. Nagpal and Company

by Ankit Nagpal

Ready to Make Compliance Hassle-Free?

Whether it’s urgent filing or routine compliance – we’re one WhatsApp away.

© 2025 Nagpal & Company | All Rights Reserved | Powered by Fastoweb